I just re-read Marvin Harris’s book of this name– subtitle, The Struggle for a Science of Culture. It’s a review of a dozen or so approaches to anthropology– of course he likes his own the best. It’s from 1980, so it’s undoubtedly outdated as a survey of the major schools.
First, should you read it? Oh no, it’s pretty dry, and intended for his colleagues. If you’ve never read Harris, read Cows, Pigs, Wars, and Witches instead. However, a distinction he makes early on is of interest to conworlders and others.
The distinction is between etic and emic levels of culture. Curiously, these terms were abstracted (by Kenneth Pike) from linguistics. Phonetics is the study of the sounds used for language, and phonemics is the study of the sounds as people speaking a particular language perceive them. We hear and produce the raw sounds, but we think we’re pronouncing the phonemes. See your copy of the LCK for more.
Applied to cultures, the etic level is the physical level: what people do, what constraints they face in resources and ecology, what their technology and social practices are. You could theoretically study all this as a Martian, just observing and measuring. The emic level is what people think. It includes their language, literature, ritual, ideology, their ideas about family and class, what they tell children and each other.
Now, most of the schools Harris discusses differ in how they approach these two levels, and which they consider primary. Oversimplifying broadly, we have
- Materialists consider that the etic system predominates, and determines the emic level.
- Idealists put the emic level first, and believe that it determines how cultures work (i.e. the etics).
Now, no one thinks that you can completely ignore either level. You study both, and everyone admits that the levels can influence each other. But your overall orientation influences what questions you ask, what methods you use, and what you consider to be an answer.
To avoid some complications, I’ll use an example from the contemporary US. On the etic level, since the 1960s, the Republican Party has pursued the “Southern Strategy”. Their basic policies are to facilitate the dominance of the rich elite: low taxes, low regulation, a free hand for business, as little redistribution as possible. (Yes, things like tax rates and income levels are etic. They’re objective things, relatively easy to measure; our Martian observer who doesn’t know the language could figure them out.) These things are not very popular, so to win elections the GOP goes for a larger coalition based on region (the South and non-coastal West), race (whites), and religion (mostly Evangelicals). They highlight issues designed to appeal to regional and racial solidarity while hiding their policies (which disadvantage the very populations they are trying to win over). To ensure that the coalition wins, they carefully pass laws to make it harder for the opposition to vote.
The emic level looks very different. Here we look at what the GOP actually says— that febrile stew of resentment of minorities, fear of foreigners, fear of America changing, fear of “socialism”, fear of crime, disgust over homosexuality and abortion, nostalgia for an imagined past, feelings of wounded religious sentiment, and authority worship, with an undercurrent of fantasies of violent suppression of enemies, that we know from figures from McCarthy to Goldwater to Limbaugh to Gingrich to Trump.
If you don’t like that summary, use your own, or a random set of 10-minute segments from Fox News. The point isn’t that the emic level is bad; it’s that it’s different. What you see from the outside is poles apart from what you hear and feel on the inside.
Now, the cultural materialist viewpoint is that the etic facts, most of the time, explain the emic facts. That particular mix of beliefs and preoccupations isn’t random or coincidental; it’s determined by the business elite’s need to win votes for an unpopular set of policies. The easiest way to do so is to hide the actual agenda, and make use of existing resentments.
Another way to see this is to notice how the diversions have changed over time. In the 1950s, the most effective strategy for the GOP was anti-Communism rather than racism. In the 1960s, it was the mainstream’s dismay over hippies, sexual change, and modern art. In the 1980s, the rallying points were Evangelicalism and racism.
The key point is that you’ll understand very little of American politics by looking at what the GOP believes. It may be interesting or frightening, but it’s often quite disposable (note how concern over the deficit completely disappears when the GOP is in power), and it’s a poor guide to what the GOP will do. (Hint: it may or may not pursue culture war issues. It will cut taxes.)
I’m not at all summarizing the book, whose examples mostly relate to non-American cultures. But to use any of those examples I’d have to explain those cultures in fair detail, and that’s not my point here. I should add though that if the analysis sounds rather left-wing to you (all this talk about elites and supremacy)– well, cultural materialism does trend strongly left; it owes a lot in fact to Marx.
What is my point? Well, that the etic/emic distinction, and arguments about which comes first, are useful well beyond anthropology. First, they are relevant to a lot of cultural debates today.
A lot of the anthropological schools Harris discusses prefer the emic level, and some of them feel that this is the only valid level: find out what the natives think, and explicate that with the maximum of empathy and detail. And I think this approach has a strong attraction to anyone interested in other cultures– after all, shouldn’t we study them on their terms rather than ours? Some of the discourse about colonization and privilege falls easily into this point of view, even criticizing “scientific” approaches as objectifying and disrespectful.
Now, if you’re not doing anthropology, your approach should be based on what you’re doing. If you want to be a Buddhist, you of course want to study Buddhism from the inside, and probably shut up the scientific skeptic within you. Reading literature or watching movies or just interacting with people, you can pursue and enjoy the emic level as much as you want. And if you’re not an anthropologist or historian, guesses about the etic level may be quite misguided.
The problems come when you get curious about why things are as they are. You want to know the emic level, it’s very important. But–
- the emic level is likely to be wrong about why things are as they are.
- the emic level is likely to be inherently conservative— to put it bluntly, it’s the realm of authoritarian old farts.
The emic level, after all, includes native justifications for slavery, for colonialism and war, for sexism, for foot binding, for the Indian caste system, for Aztec slaughter and cannibalism, for the divine right of kings, for holy wars, for dictatorships and inquisitions and pogroms. If you believe what the culture says and thinks about itself, you’ll accept a lot of immoral trash, almost all of it designed to prop up the local elite.
Not everything in the emic level is tainted, of course. Some of it is purely interesting and enjoyable. Some of it is problematic, but so is almost everything. Some of it you can learn from on its own terms.
I like Harris’s approach, because etic explanations are far more interesting and satisfying. Take sexism, for instance. Emic explanations run toward gender determinism, or else the original-sin-like position that male supremacy is universal yet unmotivated. Gender determinism is itself problematic, and the “universal” position is simply wrong. There are more egalitarian societies, though you may have to go all the way back to hunter-gatherers to find them.
More importantly, there are reasons why all the evils listed above exist, and why some cultures have some evils but not others. Here cultural materialism is critically different from the rather annoying theories that biologists come up with, like evolutionary biology. Cultural materialist explanations may be based on physical constraints, but not on supposed aspects of human nature, because anthropologists know way too much about the diversity of culture. If human nature determined how societies worked, they’d all be the same or virtually so. Instead they’re wildly different in many ways, so these differences have to be examined and explained.
Also, importantly, changing human nature is almost impossible, but changing etic facts is not. So cultural materialism is far more optimistic. If sexism is caused by certain etic constraints, then there’s a hope for eliminating it by changing those constraints. (Indeed, a lot of the progress made in advanced societies is precisely due to changing the etic level.)
Another reason people often prefer emic approaches is that etic ones can seem, well, a little Martian. Just as it’s a little disturbing to take an anatomy class and cut up former humans, it’s a little disturbing to see how cultures are made. Reading about a war, for instance, it’s most rousing if it’s a morality tale, especially if the good guys win. Yet almost all wars can be explained at the level of resources, tactics, and logistics.
For conworlding, you can also take an emic or an etic approach. For the former, I’d point to Lord of the Rings. It’s presented as a literal document from its conworld, written by participants. At all points it adopts the worldview of its protagonists– directly, the hobbits; indirectly, the elves. Tolkien has almost zero interest in ecological constraints, economies, or how power operates, beyond the emic categories of “good kings” vs. “corrupt kings”. At no point in the book does he criticize how Gandalf or the elves think or behave. (I’m aware this is not true of the Silmarillion.)
For a fairly pure etic approach, perhaps take Neuromancer. The focus at almost all times is what people are doing, on a low technical level. Almost all the characters are primarily motivated by practical needs… no one needs or consults an ideology. The organization of society by the elite is directly criticized, without much interest in what the elite has to say for itself emically.
If you’ve been following my conworlds, Almea and the Incatena, you can probably see that I’m equally interested in both levels. I try to indicate what causes various social structure to form– e.g. why Eretald is male dominant and the Bé is female dominant, or why there are far more restrictions on Verdurian kings than there were on Caďinorian emperors. But I also provide extensive presentations of people’s ideological systems.
There’s a scene in Against Peace and Freedom where Agent Morgan more or less explains the etic bias of the Incatena, as opposed to the ideological systems of the antagonists. Morgan says to one of them:
Give us a static society and socionomics will tell you how to turn it into a dynamic one– what to teach the kids in school, what comic books to write, what family behaviors have to change, what sectors to encourage. Of course, a static society won’t like those changes.. that’s why it stays static. No problem… back up a level, we can tell you what to do to generate a liking for them.
Socionomics is essentially far-future cultural materialism. Of course we don’t know today how to do these things, though many people think they do. But the Incatena has way more data.
Again, if all this whets your appetite, try Cows, Pigs, Wars, and Witches. It’s hard to invent premodern cultures without it. (Or read my books— there’s a lot of Harris in the PCK.)